A quarter-century of retirement planning
A Trusted Provider
For over 25 years, Essex Financial has been a trusted provider of Advisory and Consulting services to employer-sponsored retirement plans in New England. As an Independent Registered Investment Advisor, EFS provides unbiased, consultative guidance and advice to plan trustees and participants.
Fiduciary Solutions
- ERISA Section 3(38) or 3(21)(A) Co-Fiduciary Services
- Monitor investments for performance, quality and suitability
- Provide and maintain a customized Investment Policy Statement
- Full transparency and disclosure of services and fees
Plan Consulting
- Plan suitability review and recommendation for optimal solution or continuation
- 401(k), 403(b), SEP IRA, SIMPLE IRA, Solo 401(k), 457, etc.
- Gather, evaluate and compare proposals from Record Keepers and/or TPA’s
- Benchmarking of investments, fees and/or technology
- 404(a)(5), 408(b)(2) and 404(c) regulatory disclosure assistance
Participant Assistance
- Onsite group and/or individual enrollment and investment meetings
- Point of contact for employee questions/requests
- Retirement Income Planning
- Investment consultations
- Loans, distributions, deferral changes, beneficiary updates, etc.
Contact Us to Get Started
COMPREHENSIVE WEALTH MANAGEMENT SOLUTIONS
PLANNING YOUR LIFE
True independence begins with an open perspective.
Lay the FoundationHIGH-QUALITY BENEFIT PROGRAMS
GUIDING YOUR BUSINESS
Business owners today face numerous challenges. There’s the overall need to be as bottom-line focused as possible, while at the same time attracting superior talent and taking care of exceptional employees.
TAKE CARE OF YOUR BUSINESSENDURING VALUES WE BRING TO LIFE
CLEAR & INDEPENDENT THINKING
There’s nothing quite as assuring in life as knowing your financial future is in good hands. With Essex Financial as your guide, this feeling of safety and soundness is something our clients come to value.
STAY IN GOOD HANDS